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HPG Asset Management, LLC.

Disclaimers

Financial & Investment Information/Content

Communications from HPG Asset Management LLC are intended solely for informational purposes, and should not be construed as investment advice and are not meant to be a solicitation or recommendation to buy, sell, or hold any securities mentioned. HPG Asset Management LLC is not registered as an investment adviser with the U.S. Securities and Exchange Commission, the Financial Industry Regulatory Authority (“FINRA”) or any state securities regulatory authority. At present, HPG Asset Management LLC is exempt from federal registration as an investment adviser because it does not provide "continuous and regular supervisory or management services" contemplated by the definition of "investment adviser" under the Investment Advisers Act of 1940.

HPG Asset Management LLC (HPG) also is not a registered Broker/Dealer and does not act as an agent for buyers or sellers of businesses. This is consistent with the Securities and Exchange Act of 1934 which directs that brokers and dealers in securities register with the Securities and Exchange Commission (the “SEC”) and become members of the Financial Industry Regulatory Authority (“FINRA”). The SEC considers the term “broker” to generally include persons providing advice regarding financial transactions who accept “transaction-based” compensation. Transaction-based compensation is defined as any commission or finder’s fee which is dependent or based upon the execution of a transaction. More broadly, advisers on buying or selling companies are subject to SEC regulation because transaction advice generally involves the transfer of securities – typically, equity interests in the company being bought or sold.

Liability Disclaimer

Information herein is believed, but not guaranteed, to be reliable, accurate and complete. Any opinions or estimates expressed herein reflect a judgment made as of this date and are subject to change. Neither HPG Asset Management LLC, it’s employees, managers, and governors, are making any representations, warranties, or guarantees with respect to the information contained herein or any action taken or not taken in reliance thereon and, in no event, shall such parties be liable for any loss, injury or damage arising therefrom, including, but not limited to, consequential, punitive or other similar damage claims. In connection with investment activities and HPG’s consulting activities, we occasionally become subject to a variety of confidentiality obligations to funds, investors, portfolio companies and other third parties. Any statements we make may be affected by those confidentiality obligations, with the result that we may be prohibited from making full disclosures. Without limitation on the effect of other warnings and disclaimers, you should interpret any statements we make in that context. Certain matters discussed on this website are “forward-looking statements.” These forward-looking statements can often but not always be identified because the context of the statement will include words such as “the Company expects,” “anticipates” or words of similar import. Similarly, statements that describe HPG’s capabilities, future plans, objectives or goals are also forward-looking statements. Such forward-looking statements are subject to significant risks and uncertainties, including the financial performance of the Company and the viability of its technology. These risks could cause actual results to differ materially from those currently anticipated. Although HPG believes the expectations reflected in any forward-looking statement are based on reasonable assumptions, HPG can give no assurance that its expectations will be attained. Potential investors, customers, suppliers and other readers are urged to consider this factor carefully in evaluating any forward-looking statements. Forward-looking statements made herein are only made as of the date of whatever material read on this website and HPG undertakes no obligation to update such forward-looking statements to reflect subsequent events or circumstances.